Au, Hei Ching 區禧靖
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Reserve Securities Limited | Rep | Dealing in securities | 2019-03-20 | 2019-04-29 | Rep | Advising on securities | 2019-03-20 | 2019-12-04 | RO | Dealing in securities | 2019-04-29 | 2021-06-22 | Rep | Asset management | 2019-06-17 | 2020-12-21 | RO | Advising on securities | 2019-12-04 | 2021-06-22 | RO | Asset management | 2020-12-21 | 2021-06-22 |
| 2 | LAMTEX SECURITIES LIMITED | Rep | Dealing in securities | 2015-06-12 | 2016-04-30 |
| 3 | MFG Limited (HK) | Rep | Dealing in futures contracts | 2010-10-20 | 2015-02-28 | Rep | Dealing in securities | 2010-10-20 | 2015-02-28 |
| 4 | MOUETTE SECURITIES COMPANY LIMITED | RO | Advising on securities | 2022-01-06 | 2022-09-12 | RO | Dealing in securities | 2022-01-06 | 2022-09-12 | RO | Asset management | 2022-05-11 | 2022-09-12 |
| 5 | NINE RIVERS CAPITAL PARTNERS LIMITED | Rep | Dealing in securities | 2016-05-10 | 2016-12-20 | RO | Dealing in securities | 2016-12-20 | 2019-02-28 | Rep | Advising on securities | 2018-06-20 | 2019-02-28 |
| 6 | Risen Family Office Limited | RO | Advising on securities | 2022-09-19 | RO | Asset management | 2022-09-19 | RO | Dealing in securities | 2024-01-30 |
| 7 | Soochow Securities International Brokerage Limited | Rep | Dealing in securities | 2015-03-18 | 2015-06-05 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy