Ng, Wing Yip 吳永業
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DT Securities & Futures Co. Limited | Rep | Dealing in futures contracts | 2020-09-21 | 2021-06-08 | Rep | Dealing in securities | 2020-09-21 | 2021-06-08 | RO | Dealing in futures contracts | 2021-06-08 | 2021-06-10 | RO | Dealing in securities | 2021-06-08 | 2021-06-10 | Rep | Dealing in futures contracts | 2021-06-10 | 2021-06-10 |
| 2 | MFG Limited (HK) | Rep | Dealing in futures contracts | 2011-08-19 | 2019-03-08 | Rep | Dealing in securities | 2011-08-19 | 2019-03-08 |
| 3 | SHANXI SECURITIES INTERNATIONAL FINANCIAL HOLDINGS LIMITED | Rep | Dealing in futures contracts | 2007-11-23 | 2008-12-08 |
| 4 | SPRING SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2023-07-26 | |
| 5 | SUPREME CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2021-07-06 | 2021-07-26 | RO | Dealing in securities | 2021-07-26 | 2022-03-01 |
| 6 | Wealth Link Securities Limited | RO | Advising on securities | 2022-09-28 | 2023-01-30 | RO | Dealing in securities | 2022-09-28 | 2023-01-30 |
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