Wong, Ka Man (SFC:AFQ602) 黃家文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED | Rep | Leveraged foreign exchange trading | 2005-03-07 | 2009-04-01 |
| 2 | CINDA INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2005-03-07 | 2009-04-01 |
| 3 | HONG KONG FOREX INVESTMENT LIMITED | Rep | Leveraged foreign exchange trading | 2003-06-20 | |
| 4 | MFG Limited (HK) | Rep | Dealing in securities | 2010-11-05 | 2013-06-18 | RO | Dealing in securities | 2013-06-18 | 2014-04-08 | Rep | Dealing in futures contracts | 2013-10-29 | 2014-06-20 | Rep | Dealing in securities | 2014-04-08 | 2014-06-20 |
| 5 | SHUN LOONG FOREX COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2003-06-24 | 2005-02-21 |
| 6 | SHUN LOONG SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2003-06-24 | 2005-02-21 |
| 7 | TSE'S SECURITIES LIMITED | Rep | Advising on corporate finance | 2003-06-20 | Rep | Advising on securities | 2003-06-20 | Rep | Asset management | 2003-06-20 | Rep | Dealing in securities | 2003-06-20 |
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