Yu, Peter Sze Chit 余思哲
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CELESTIAL COMMODITIES LIMITED | Rep | Advising on futures contracts | 2004-01-12 | Rep | Asset management | 2004-01-12 | Rep | Automated trading services | 2004-01-13 | Rep | Dealing in futures contracts | 2004-01-13 |
| 2 | CELESTIAL FINANCE LIMITED | Rep | Securities margin financing | 2004-01-12 | |
| 3 | CELESTIAL SECURITIES LIMITED | Rep | Advising on corporate finance | 2004-01-12 | Rep | Advising on securities | 2004-01-12 | Rep | Asset management | 2004-01-12 | Rep | Automated trading services | 2004-01-13 | Rep | Dealing in securities | 2004-01-13 |
| 4 | CIS SECURITIES ASSET MANAGEMENT LIMITED | Rep | Dealing in futures contracts | 2012-06-19 | 2012-09-01 | Rep | Dealing in securities | 2012-06-19 | 2012-09-01 |
| 5 | MFG Limited (HK) | Rep | Asset management | 2011-01-26 | 2012-06-09 | Rep | Dealing in futures contracts | 2011-01-26 | 2012-06-09 | Rep | Dealing in securities | 2011-01-26 | 2012-06-09 |
| 6 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2004-01-19 | 2011-01-14 | Rep | Dealing in securities | 2012-09-10 | 2018-06-15 |
| 7 | UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2004-01-19 | 2011-01-14 | Rep | Dealing in futures contracts | 2012-09-10 | 2018-06-15 |
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