Chau, Coral Tsui Lam 周祉君
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FWD Financial Planning Limited (HK) | Rep | Advising on securities | 2015-05-18 | 2019-11-07 | Rep | Dealing in securities | 2015-05-18 | 2019-11-07 | RO | Advising on securities | 2019-11-07 | 2022-06-27 | RO | Dealing in securities | 2019-11-07 | 2022-06-27 |
| 2 | GLOBAL INVESTMENT ADVISORS LIMITED | Rep | Advising on securities | 2014-04-14 | 2015-04-14 | Rep | Dealing in securities | 2014-04-14 | 2015-04-14 |
| 3 | IAM LEGACY LIMITED | Rep | Advising on securities | 2010-06-23 | 2011-12-23 |
| 4 | OnePlatform Asset Management Limited | Rep | Advising on securities | 2005-07-08 | 2010-03-20 |
| 5 | Principal Investment & Retirement Services Limited | Rep | Advising on securities | 2022-07-26 | Rep | Dealing in securities | 2022-07-26 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy