Lee, Shu Kwan (SFC:ARK378) 李澍堃
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | IAM LEGACY LIMITED | Rep | Advising on securities | 2009-06-01 | 2012-07-03 |
| 2 | JS SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2012-04-13 | 2012-07-03 |
| 3 | OnePlatform Asset Management Limited | Rep | Advising on securities | 2008-09-12 | 2009-03-12 |
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