Yan, Tak Ming 甄德明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Ayers Alliance Securities (HK) Limited | Rep | Dealing in securities | 2015-03-24 | 2016-11-21 |
| 2 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | Advising on securities | 2021-01-21 | 2023-06-16 | Rep | Dealing in securities | 2021-01-21 | 2023-06-16 |
| 3 | IAM LEGACY LIMITED | Rep | Advising on securities | 2010-06-18 | 2012-09-07 |
| 4 | KGI ASIA LIMITED | Rep | Advising on securities | 2009-07-29 | 2010-03-29 | Rep | Dealing in securities | 2009-07-29 | 2010-03-29 |
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