Ho, Kwok Leung (SFC:ABR726) 何國良
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Beevest Securities Limited | Rep | Dealing in securities | 2008-02-01 | 2012-05-31 |
| 2 | CELESTIAL COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2007-05-25 | 2007-09-05 |
| 3 | CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2007-05-25 | 2007-09-05 |
| 4 | DELTA ASIA FINANCIAL FUTURES LIMITED | Rep | Advising on futures contracts | 2003-10-27 | Rep | Asset management | 2003-10-27 | Rep | Dealing in futures contracts | 2007-04-30 |
| 5 | DELTA ASIA SECURITIES LIMITED | Rep | Advising on corporate finance | 2003-10-27 | Rep | Advising on securities | 2003-10-27 | Rep | Asset management | 2003-10-27 | Rep | Automated trading services | 2003-10-27 | Rep | Dealing in securities | 2007-04-30 |
| 6 | IBTS ASIA (HK) LIMITED | Rep | Dealing in securities | 2007-09-18 | 2008-01-23 |
| 7 | KGI ASIA LIMITED | Rep | Dealing in securities | 2012-06-07 | 2017-10-02 | Rep | Advising on securities | 2012-08-30 | 2017-10-02 | Rep | Dealing in securities | 2017-10-03 | Rep | Advising on securities | 2017-10-03 | 2019-06-13 |
| 8 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2012-06-07 | 2019-05-30 |
| 9 | SUN DELTA SECURITIES LIMITED | Rep | Advising on corporate finance | 2003-09-18 | Rep | Advising on securities | 2003-09-18 | Rep | Asset management | 2003-09-18 | Rep | Dealing in securities | 2003-09-18 |
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