Chan, Kit Tak 陳傑德
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Everbright Securities Investment Services (HK) Limited | Rep | Advising on securities | 2007-07-04 | 2008-08-30 |
2 | KGI ASIA LIMITED | Rep | Advising on securities | 2010-01-18 | 2011-07-07 |
3 | KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) | Rep | Advising on securities | 2008-10-02 | 2010-08-17 |
4 | Lion Global Financial Limited | Rep | Advising on securities | 2018-08-15 | 2021-10-20 | Rep | Asset management | 2018-08-15 | 2021-10-20 | Rep | Dealing in securities | 2019-03-04 | 2021-10-20 | RO | Advising on securities | 2021-10-20 | RO | Asset management | 2021-10-20 | RO | Dealing in securities | 2021-10-20 |
5 | MEIJI YASUDA ASIA LIMITED | Rep | Advising on securities | 2011-07-18 | 2018-03-05 | Rep | Asset management | 2011-07-18 | 2018-03-05 |
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