Malcolm, James David
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | UBS SECURITIES ASIA LIMITED | Rep | Advising on securities | 2017-04-24 | 2017-05-01 | Rep | Advising on securities | 2018-03-08 | 2018-03-15 | Rep | Advising on securities | 2018-10-12 | 2018-10-16 | Rep | Advising on securities | 2019-06-14 | 2019-06-19 |
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