Chark, Alexis Chi Wing 翟志榮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2006-11-22 | 2011-05-18 | RO | Dealing in securities | 2011-05-18 | 2014-05-31 | RO | Advising on securities | 2013-11-22 | 2014-05-31 |
| 2 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2010-08-31 | 2011-05-18 | RO | Dealing in futures contracts | 2011-05-18 | 2014-05-31 |
| 3 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2006-11-27 | 2010-08-31 |
| 4 | Northern Trust Company of Hong Kong Limited (The) | Rep | Dealing in securities | 2006-10-25 | |
| 5 | RBC INVESTMENT SERVICES (ASIA) LIMITED | Rep | Advising on futures contracts | 2015-04-20 | 2015-06-25 | Rep | Advising on securities | 2015-04-20 | 2015-06-25 | Rep | Dealing in futures contracts | 2015-04-20 | 2015-06-25 | Rep | Dealing in securities | 2015-04-20 | 2015-06-25 | RO | Advising on futures contracts | 2015-06-25 | 2024-04-02 | RO | Advising on securities | 2015-06-25 | 2024-04-02 | RO | Dealing in futures contracts | 2015-06-25 | 2024-04-02 | RO | Dealing in securities | 2015-06-25 | 2024-04-02 |
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