Chiu, Yue Seng (SFC:ALG329) 趙汝成
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2004-09-23 | 2009-09-24 |
| 2 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on securities | 2004-09-23 | 2009-09-24 |
| 3 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2004-09-23 | 2009-09-24 |
| 4 | Merrill Lynch Far East Limited | Rep | Advising on corporate finance | 2004-09-23 | 2009-09-24 |
| 5 | Merrill Lynch Far East Limited | Rep | Advising on securities | 2005-04-22 | 2009-09-24 |
| 6 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2005-04-22 | 2009-09-24 |
| 7 | Merrill Lynch (Asia Pacific) Limited | RO | Advising on corporate finance | 2009-09-24 | 2012-07-13 |
| 8 | Merrill Lynch (Asia Pacific) Limited | RO | Advising on securities | 2009-09-24 | 2012-07-13 |
| 9 | Merrill Lynch (Asia Pacific) Limited | RO | Dealing in securities | 2009-09-24 | 2012-07-13 |
| 10 | Merrill Lynch Far East Limited | RO | Advising on corporate finance | 2009-09-24 | 2012-07-13 |
| 11 | Merrill Lynch Far East Limited | RO | Advising on securities | 2009-09-24 | 2012-07-13 |
| 12 | Merrill Lynch Far East Limited | RO | Dealing in securities | 2009-09-24 | 2012-07-13 |
| 13 | HSBC Corporate Finance (Hong Kong) Limited | Rep | Advising on corporate finance | 2012-11-13 | 2013-02-22 |
| 14 | HSBC Corporate Finance (Hong Kong) Limited | RO | Advising on corporate finance | 2013-02-22 | 2016-12-30 |
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