Fujiwara, Yasuhiro
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Merrill Lynch (Asia Pacific) Limited | Rep | Automated trading services | 2007-12-10 | 2008-10-09 | Rep | Dealing in securities | 2007-12-10 | 2008-10-09 | RO | Automated trading services | 2008-10-09 | 2011-10-10 | RO | Dealing in securities | 2008-10-09 | 2011-10-10 |
| 2 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2007-12-10 | 2008-10-09 | RO | Dealing in securities | 2008-10-09 | 2011-10-10 | RO | Dealing in futures contracts | 2010-08-20 | 2011-10-10 |
| 3 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2007-12-10 | 2008-10-09 | RO | Dealing in futures contracts | 2008-10-09 | 2010-12-31 |
| 4 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2013-04-11 | 2013-05-16 | Rep | Dealing in securities | 2013-04-11 | 2013-05-16 | RO | Advising on futures contracts | 2013-05-16 | 2015-01-21 | RO | Advising on securities | 2013-05-16 | 2015-01-21 | RO | Dealing in futures contracts | 2013-05-16 | 2015-01-21 | RO | Dealing in securities | 2013-05-16 | 2015-01-21 |
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