Kim, Hun Soo
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Merrill Lynch (Asia Pacific) Limited | RO | Advising on corporate finance | 2005-01-25 | |
| 2 | Merrill Lynch (Asia Pacific) Limited | RO | Advising on securities | 2005-01-25 | Merrill Lynch (Asia Pacific) Limited | RO | 2010-05-18 | 2012-05-02 | QL Asset Management Company Limited | RO | 2014-10-06 | 2018-04-30 | Carret Private Capital Limited | Rep | 2018-05-14 | 2019-04-15 |
| 3 | Merrill Lynch (Asia Pacific) Limited | RO | Asset management | 2005-01-25 | QL Asset Management Company Limited | RO | 2014-10-06 | 2018-04-30 | Carret Private Capital Limited | Rep | 2018-05-14 | 2019-04-15 |
| 4 | Merrill Lynch (Asia Pacific) Limited | RO | Automated trading services | 2005-01-25 | |
| 5 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | RO | Dealing in futures contracts | 2005-12-21 | 2010-12-31 | Merrill Lynch Far East Limited | RO | 2010-08-20 | 2012-05-02 |
| 6 | Merrill Lynch (Asia Pacific) Limited | RO | Dealing in securities | 2012-05-02 | QL Asset Management Company Limited | RO | 2014-10-06 | 2018-04-30 | Carret Private Capital Limited | Rep | 2018-05-14 | 2019-04-15 |
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