Kim, Hun Soo
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Carret Private Capital Limited | Rep | Advising on securities | 2018-05-14 | 2019-04-15 |
2 | Carret Private Capital Limited | Rep | Asset management | 2018-05-14 | 2019-04-15 |
3 | Carret Private Capital Limited | Rep | Dealing in securities | 2018-05-14 | 2019-04-15 |
4 | Merrill Lynch (Asia Pacific) Limited | RO | Advising on corporate finance | 2005-01-25 | |
5 | Merrill Lynch (Asia Pacific) Limited | RO | Advising on securities | 2005-01-25 | |
6 | Merrill Lynch (Asia Pacific) Limited | RO | Advising on securities | 2010-05-18 | 2012-05-02 |
7 | QL Asset Management Company Limited | RO | Advising on securities | 2014-10-06 | 2018-04-30 |
8 | Merrill Lynch (Asia Pacific) Limited | RO | Asset management | 2005-01-25 | |
9 | QL Asset Management Company Limited | RO | Asset management | 2014-10-06 | 2018-04-30 |
10 | Merrill Lynch (Asia Pacific) Limited | RO | Automated trading services | 2005-01-25 | |
11 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | RO | Dealing in futures contracts | 2005-12-21 | 2010-12-31 |
12 | Merrill Lynch Far East Limited | RO | Dealing in futures contracts | 2010-08-20 | 2012-05-02 |
13 | Merrill Lynch (Asia Pacific) Limited | RO | Dealing in securities | 2012-05-02 | |
14 | QL Asset Management Company Limited | RO | Dealing in securities | 2014-10-06 | 2018-04-30 |
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