Lee, John Chen Kwok 李鎮國
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Merrill Lynch (Asia Pacific) Limited | Rep | Asset management | 2005-01-25 | Rep | Automated trading services | 2005-03-23 | Rep | Advising on corporate finance | 2005-06-06 | Rep | Advising on securities | 2005-06-06 | Rep | Dealing in securities | 2005-06-06 | RO | Advising on corporate finance | 2005-06-06 | 2016-12-01 | RO | Advising on securities | 2005-06-06 | 2016-12-01 | RO | Dealing in securities | 2005-06-06 | 2016-12-01 |
2 | Merrill Lynch Far East Limited | Rep | Asset management | 2005-01-25 | Rep | Advising on corporate finance | 2005-06-06 | Rep | Advising on securities | 2005-06-06 | Rep | Dealing in securities | 2005-06-06 | RO | Advising on corporate finance | 2005-06-06 | 2016-12-01 | RO | Advising on securities | 2005-06-06 | 2016-12-01 | RO | Dealing in securities | 2005-06-06 | 2016-12-01 |
3 | UBS SECURITIES HONG KONG LIMITED | Rep | Advising on corporate finance | 2017-03-08 | 2017-07-27 | RO | Advising on corporate finance | 2017-07-27 |
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