Lee, Julian Pui Hang 李沛鏗
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA EVERBRIGHT CAPITAL LIMITED | Rep | Advising on corporate finance | 2017-01-12 | 2017-09-04 | RO | Advising on corporate finance | 2017-09-04 | 2020-07-01 |
| 2 | Everbright Securities Global (HK) Limited | RO | Advising on corporate finance | 2016-09-22 | 2020-07-01 | RO | Dealing in securities | 2016-09-22 | 2020-07-01 |
| 3 | Everbright Securities Investment Services (HK) Limited | RO | Advising on securities | 2016-09-22 | 2020-07-01 |
| 4 | Merrill Lynch (Asia Pacific) Limited | Rep | Asset management | 2005-01-25 | Rep | Automated trading services | 2005-03-23 | Rep | Advising on corporate finance | 2007-06-21 | Rep | Advising on securities | 2007-06-21 | Rep | Dealing in securities | 2007-06-21 | RO | Advising on corporate finance | 2007-06-21 | 2012-01-10 | RO | Advising on securities | 2007-06-21 | 2012-01-10 | RO | Dealing in securities | 2007-06-21 | 2012-01-10 |
| 5 | Merrill Lynch Far East Limited | Rep | Advising on corporate finance | 2005-05-19 | 2007-06-21 | Rep | Advising on securities | 2005-05-19 | 2007-06-21 | Rep | Dealing in securities | 2005-05-19 | 2007-06-21 | RO | Advising on corporate finance | 2007-06-21 | 2012-01-10 | RO | Advising on securities | 2007-06-21 | 2012-01-10 | RO | Dealing in securities | 2007-06-21 | 2012-01-10 |
| 6 | Standard Chartered Securities (Hong Kong) Limited | RO | Advising on corporate finance | 2012-03-07 | 2015-01-08 | RO | Advising on securities | 2012-03-07 | 2015-01-08 | RO | Dealing in securities | 2012-03-07 | 2015-01-08 |
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