Reilly, Eugene T
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2006-04-24 | 2006-08-23 | RO | Advising on futures contracts | 2006-08-23 | 2010-01-06 | RO | Dealing in securities | 2006-08-23 | 2010-03-12 | RO | Automated trading services | 2009-02-19 | 2010-01-06 |
2 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | RO | Advising on securities | 2007-03-13 | 2009-12-21 | RO | Dealing in securities | 2007-03-13 | 2009-12-21 |
3 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | RO | Advising on futures contracts | 2006-08-23 | 2010-01-06 | RO | Dealing in futures contracts | 2006-08-23 | 2010-01-06 |
4 | Merrill Lynch (Asia Pacific) Limited | Rep | Automated trading services | 2010-09-07 | 2010-10-13 | Rep | Dealing in securities | 2010-09-07 | 2010-10-13 | RO | Automated trading services | 2010-10-13 | 2013-10-31 | RO | Dealing in securities | 2010-10-13 | 2013-10-31 | Rep | Dealing in securities | 2013-10-31 | 2014-07-08 |
5 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2010-09-07 | 2010-10-13 | RO | Dealing in futures contracts | 2010-10-13 | 2013-10-31 | RO | Dealing in securities | 2010-10-13 | 2013-10-31 | RO | Automated trading services | 2013-07-17 | 2013-10-31 | Rep | Automated trading services | 2013-10-31 | 2014-07-08 | Rep | Dealing in futures contracts | 2013-10-31 | 2014-07-08 | Rep | Dealing in securities | 2013-10-31 | 2014-07-08 |
6 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-09-07 | 2010-10-13 | RO | Dealing in futures contracts | 2010-10-13 | 2010-12-31 |
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