So, Wai Sang 蘇偉生
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | RO | Advising on corporate finance | 2003-10-08 | RO | Advising on securities | 2003-10-08 | RO | Asset management | 2003-10-08 | RO | Automated trading services | 2003-10-08 | RO | Dealing in securities | 2008-07-12 |
| 2 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | RO | Advising on futures contracts | 2003-10-08 | RO | Asset management | 2003-10-08 | RO | Dealing in futures contracts | 2008-07-12 | RO | Dealing in securities | 2003-10-15 | 2008-07-12 |
| 3 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2009-12-30 | 2010-03-03 | RO | Dealing in securities | 2010-03-03 | 2013-11-09 | RO | Advising on securities | 2011-10-18 | 2013-11-09 |
| 4 | Merrill Lynch Far East Limited | RO | Dealing in futures contracts | 2010-08-20 | 2013-11-09 |
| 5 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2009-12-30 | 2010-03-03 | RO | Dealing in futures contracts | 2010-03-03 | 2010-12-31 |
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