An, Zhen 安鎮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CCB INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2010-03-30 | 2011-05-14 | Rep | Dealing in securities | 2010-03-30 | 2011-05-14 |
2 | Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2015-10-13 | 2016-11-18 | Rep | Dealing in securities | 2015-10-13 | 2016-11-18 | Rep | Advising on corporate finance | 2017-05-19 | 2017-11-06 | Rep | Dealing in securities | 2017-05-19 | 2017-11-06 |
3 | CSC ASIA LIMITED | Rep | Advising on corporate finance | 2009-12-16 | 2010-03-05 |
4 | CSC SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2010-02-04 | 2010-03-05 |
5 | HSBC Corporate Finance (Hong Kong) Limited | Rep | Advising on corporate finance | 2022-04-19 | 2022-07-07 | RO | Advising on corporate finance | 2022-07-07 |
6 | KGI CAPITAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2009-10-06 | 2009-12-07 |
7 | KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) | Rep | Advising on securities | 2007-07-05 | 2009-12-07 | Rep | Dealing in securities | 2007-07-05 | 2009-12-07 |
8 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2011-05-16 | 2015-07-02 | Rep | Advising on securities | 2011-05-16 | 2015-07-02 | Rep | Dealing in securities | 2011-05-16 | 2015-07-02 |
9 | Merrill Lynch Far East Limited | Rep | Advising on corporate finance | 2011-05-16 | 2015-07-02 | Rep | Advising on securities | 2011-05-16 | 2015-07-02 | Rep | Dealing in securities | 2011-05-16 | 2015-07-02 |
10 | UBS SECURITIES HONG KONG LIMITED | Rep | Advising on corporate finance | 2018-01-08 | 2020-09-04 | RO | Advising on corporate finance | 2020-09-04 | 2021-08-13 |
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