Au, Christine Tak Yin 區德妍
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FT Securities Limited | Rep | Dealing in securities | 2005-04-13 | 2005-05-20 |
| 2 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2011-06-23 | 2012-02-27 | Rep | Advising on securities | 2011-12-02 | 2012-02-27 |
| 3 | RBC INVESTMENT SERVICES (ASIA) LIMITED | Rep | Dealing in securities | 2005-06-01 | 2007-04-14 | Rep | Advising on securities | 2005-06-02 | 2007-04-14 |
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