Bao, Hui Ying 鮑慧穎
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2008-01-17 | 2011-10-17 |
| 2 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2010-09-10 | 2011-10-17 |
| 3 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-02-24 | 2010-09-10 |
| 4 | Neuberger Berman Asia Limited | Rep | Advising on securities | 2011-11-11 | 2015-06-13 | Rep | Dealing in securities | 2011-11-11 | 2015-06-13 |
| 5 | Pictet Asset Management (Hong Kong) Limited | Rep | Dealing in securities | 2019-07-22 | 2019-09-11 | Rep | Advising on securities | 2019-08-09 | 2019-09-11 | RO | Advising on securities | 2019-09-11 | RO | Dealing in securities | 2019-09-11 |
| 6 | TCW ASIA LIMITED | Rep | Dealing in securities | 2015-09-15 | 2015-10-07 | RO | Dealing in securities | 2015-10-07 | 2019-07-12 |
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