Becerra, Enrique

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Citigroup Global Markets Asia Limited Rep Advising on corporate finance 2007-03-14 2010-04-22
Rep Dealing in securities 2007-03-14 2010-04-22
2 CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED Rep Dealing in securities 2007-03-14 2010-04-22
3 Merrill Lynch (Asia Pacific) Limited Rep Advising on corporate finance 2010-05-12 2017-03-15
Rep Advising on securities 2010-05-12 2017-03-15
Rep Dealing in securities 2010-05-12 2017-03-15
4 Merrill Lynch Far East Limited Rep Advising on corporate finance 2010-05-12 2017-03-15
Rep Advising on securities 2010-05-12 2017-03-15
Rep Dealing in securities 2010-05-12 2017-03-15

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