Butler, Gabriel Joseph
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Automated trading services | 2015-12-02 | 2021-03-15 | Rep | Dealing in futures contracts | 2015-12-02 | 2021-03-15 | Rep | Dealing in securities | 2015-12-02 | 2021-03-15 |
| 2 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2009-11-10 | 2012-04-20 | Rep | Automated trading services | 2011-12-01 | 2012-04-20 |
| 3 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2009-11-10 | 2012-04-20 | Rep | Dealing in futures contracts | 2010-09-06 | 2012-04-20 |
| 4 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2009-11-24 | 2010-09-06 |
| 5 | Morgan Stanley Asia Limited | Rep | Automated trading services | 2012-07-20 | 2013-07-24 | Rep | Dealing in securities | 2012-07-20 | 2014-06-16 | Rep | Advising on futures contracts | 2013-07-24 | 2014-06-16 | Rep | Advising on securities | 2013-07-24 | 2014-06-16 |
| 6 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2012-07-20 | 2014-06-16 | Rep | Dealing in securities | 2012-07-20 | 2014-06-16 | Rep | Automated trading services | 2013-07-24 | 2014-06-16 |
| 7 | Virtu ITG Hong Kong Limited | RO | Automated trading services | 2007-07-12 | 2009-08-31 | RO | Dealing in securities | 2007-07-12 | 2009-08-31 |
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