Cai, Feng (SFC:AOM736) 蔡峰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in futures contracts | 2014-08-11 | 2017-07-20 | Rep | Dealing in securities | 2014-08-11 | 2017-07-20 |
| 2 | Credit Suisse Securities (Hong Kong) Limited | Rep | Dealing in securities | 2014-08-11 | 2017-07-20 |
| 3 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2007-01-30 | 2014-05-03 |
| 4 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2007-01-30 | 2014-05-03 | Rep | Dealing in futures contracts | 2010-08-20 | 2014-05-03 |
| 5 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2007-01-30 | 2010-08-20 |
| 6 | MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED | Rep | Asset management | 2017-11-02 | 2019-11-29 |
| 7 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2020-08-12 | 2023-07-31 | Rep | Dealing in securities | 2020-08-12 | 2023-07-31 |
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