Cao, Xiangwei 曹湘薇
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Pinnacle Equity Management Limited | Rep | Advising on securities | 2020-07-02 | 2021-03-16 | Rep | Asset management | 2020-07-02 | 2021-03-16 |
| 2 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2011-08-11 | 2014-04-10 | Rep | Advising on securities | 2011-08-11 | 2014-04-10 | Rep | Dealing in securities | 2011-08-11 | 2015-04-24 |
| 3 | Merrill Lynch Far East Limited | Rep | Advising on corporate finance | 2011-08-11 | 2014-04-10 | Rep | Advising on securities | 2011-08-11 | 2014-04-10 | Rep | Dealing in securities | 2011-08-11 | 2015-04-24 | Rep | Dealing in futures contracts | 2014-04-10 | 2015-04-24 |
| 4 | Symmetry Investments (Hong Kong) Limited | Rep | Asset management | 2015-10-15 | 2019-04-30 |
| 5 | Welwing Capital Group Limited | Rep | Asset management | 2022-04-04 |
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