Chan, Karen (SFC:AEX665) 陳加敏
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2007-07-30 | 2014-09-30 | Rep | Advising on securities | 2010-04-08 | 2014-09-30 |
| 2 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2010-09-06 | 2014-09-30 |
| 3 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2007-07-30 | 2010-09-06 |
| 4 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2004-11-24 | Rep | Asset management | 2004-11-24 | Rep | Dealing in securities | 2004-11-24 | Rep | Advising on securities | 2007-06-27 |
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