Chan, Sze Man (SFC:AFS734) 陳思雯
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AXA Investment Managers Asia Limited | Rep | Dealing in securities | 2006-11-02 | 2011-06-22 | Rep | Advising on futures contracts | 2006-11-08 | 2011-06-22 | Rep | Advising on securities | 2006-11-08 | 2011-06-22 |
| 2 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2011-07-05 | 2016-05-04 |
| 3 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2011-07-05 | 2016-05-04 | Rep | Dealing in securities | 2011-07-05 | 2016-05-04 |
| 4 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2004-09-09 | 2006-08-28 |
| 5 | Morgan Stanley Hong Kong Futures Limited | Rep | Dealing in futures contracts | 2004-09-09 | 2006-08-28 |
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