Chang, Tsui Yin 張翠賢
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2005-12-30 | 2010-11-01 |
2 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in securities | 2005-12-30 | 2010-11-01 | Rep | Dealing in futures contracts | 2006-02-20 | 2010-11-01 |
3 | Merrill Lynch (Asia Pacific) Limited | Rep | Asset management | 2005-01-25 | Rep | Advising on corporate finance | 2005-03-23 | Rep | Advising on securities | 2005-03-23 | Rep | Automated trading services | 2005-03-23 | Rep | Dealing in securities | 2005-05-27 | Rep | Dealing in securities | 2010-11-05 | 2013-07-06 | Rep | Advising on securities | 2011-12-23 | 2013-07-06 |
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