Chau, Chun Yiu (SFC:AMU492) 周振堯
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BaoQiao Partners Securities (HK) Limited | Rep | Dealing in securities | 2009-08-17 | 2010-03-06 |
| 2 | BOCI SECURITIES LIMITED | Rep | Advising on securities | 2007-10-29 | 2008-03-01 | Rep | Dealing in securities | 2007-10-29 | 2008-03-01 |
| 3 | HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | Dealing in securities | 2014-09-23 | |
| 4 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2008-03-14 | 2008-10-21 | Rep | Dealing in securities | 2010-04-01 | 2014-08-08 |
| 5 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2008-03-14 | 2008-10-21 | Rep | Dealing in securities | 2010-04-01 | 2014-08-08 | Rep | Dealing in futures contracts | 2010-08-20 | 2014-08-08 |
| 6 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-04-10 | 2008-10-21 | Rep | Dealing in futures contracts | 2010-04-01 | 2010-08-20 |
| 7 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2005-12-12 | 2007-06-30 |
| 8 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2005-12-12 | 2007-06-30 | Rep | Advising on securities | 2006-08-18 | 2007-06-30 |
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