Chen, Mo (SFC:AJI019) 陳沫
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Private (HK) Limited | Rep | Advising on securities | 2004-03-03 | 2004-10-26 |
| 2 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2005-12-02 | 2013-09-07 | Rep | Advising on securities | 2011-11-08 | 2013-09-07 |
| 3 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2010-09-14 | 2013-09-07 |
| 4 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2005-12-06 | 2010-09-14 |
| 5 | SARASIN INVESTMENT MANAGEMENT LIMITED (d2013-12-09) | Rep | Advising on securities | 2004-11-11 | 2005-11-01 | Rep | Dealing in securities | 2005-01-07 | 2005-11-01 |
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