Chen, Yani 陳亞妮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI SECURITIES LIMITED | Rep | Advising on securities | 2012-11-14 | 2013-02-21 | Rep | Dealing in securities | 2012-11-14 | 2013-02-21 |
| 2 | Isola Capital Asset Management Limited | Rep | Advising on securities | 2022-06-23 | 2024-02-19 | Rep | Asset management | 2022-06-23 | 2024-02-19 | Rep | Dealing in securities | 2022-06-23 | 2024-02-19 |
| 3 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2010-08-18 | 2012-01-03 | Rep | Advising on securities | 2011-11-08 | 2012-01-03 |
| 4 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2011-01-03 | 2012-01-03 |
| 5 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-08-18 | 2011-01-03 |
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