Chen, Yu-Jen (SFC:ANM696) 陳昱仁
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2006-06-14 | 2013-11-09 | Rep | Advising on securities | 2011-10-31 | 2013-11-09 |
| 2 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2010-09-08 | 2013-11-09 |
| 3 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2006-06-14 | 2010-09-08 |
| 4 | TARGET CAPITAL MANAGEMENT LIMITED (HK) | Rep | Advising on securities | 2016-09-30 | 2017-07-12 | Rep | Asset management | 2016-09-30 | 2017-07-12 | Rep | Dealing in securities | 2016-09-30 | 2017-07-12 |
| 5 | Wisdom Asset Management Limited (HK) | Rep | Advising on securities | 2017-07-26 | Rep | Asset management | 2017-07-26 | Rep | Dealing in securities | 2017-07-26 |
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