Cheung, Carmen Ka Man
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Funderstone Futures Limited | Rep | Dealing in futures contracts | 2012-12-13 | 2013-01-31 |
| 2 | Funderstone Securities Limited | Rep | Dealing in securities | 2012-12-13 | 2013-01-31 |
| 3 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2007-05-04 | 2012-03-05 | Rep | Advising on securities | 2011-10-19 | 2012-03-05 | Rep | Advising on securities | 2013-02-01 | 2013-12-14 | Rep | Dealing in securities | 2013-02-01 | 2013-12-14 |
| 4 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2010-08-31 | 2012-03-05 | Rep | Dealing in futures contracts | 2013-02-01 | 2013-12-14 |
| 5 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2007-05-04 | 2010-08-31 |
| 6 | Morgan Stanley Asia Limited | Rep | Automated trading services | 2005-08-08 | 2006-03-25 | Rep | Dealing in securities | 2005-08-08 | 2006-03-25 |
| 7 | Morgan Stanley Hong Kong Futures Limited | Rep | Automated trading services | 2005-08-08 | 2006-03-25 | Rep | Dealing in futures contracts | 2005-08-08 | 2006-03-25 |
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