Chim, Yat Kan 詹逸瑾
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2007-10-11 | 2011-03-12 | Rep | Dealing in securities | 2011-08-22 | 2012-11-24 | Rep | Advising on securities | 2011-12-02 | 2012-11-24 |
| 2 | RBC INVESTMENT SERVICES (ASIA) LIMITED | Rep | Advising on securities | 2015-03-10 | Rep | Dealing in securities | 2015-03-10 | Rep | Advising on futures contracts | 2015-06-15 | Rep | Dealing in futures contracts | 2015-06-15 | Rep | Asset management | 2016-02-17 | 2018-05-10 |
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