Cho, Kelvin Kwong Lun 曹廣麟
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BlackRock (Hong Kong) Limited (d2017-01-20) | Rep | Advising on corporate finance | 2003-06-07 | Rep | Advising on securities | 2003-06-07 | Rep | Asset management | 2003-06-07 |
| 2 | BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED | Rep | Dealing in securities | 2008-09-30 | 2010-07-14 |
| 3 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2008-09-30 | 2010-07-14 |
| 4 | Credit Suisse (Hong Kong) Limited | Rep | Advising on corporate finance | 2006-05-16 | 2008-01-28 | Rep | Advising on securities | 2006-05-16 | 2008-01-28 | Rep | Dealing in securities | 2006-05-16 | 2008-01-28 |
| 5 | J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | Advising on corporate finance | 2015-10-06 | 2021-03-01 | Rep | Advising on securities | 2015-10-06 | 2021-03-01 | Rep | Dealing in securities | 2015-10-06 | 2021-03-01 |
| 6 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2010-07-15 | 2015-07-03 | Rep | Advising on securities | 2010-07-15 | 2015-07-03 | Rep | Dealing in securities | 2010-07-15 | 2015-07-03 |
| 7 | Merrill Lynch Far East Limited | Rep | Advising on corporate finance | 2010-07-15 | 2015-07-03 | Rep | Advising on securities | 2010-07-15 | 2015-07-03 | Rep | Dealing in securities | 2010-07-15 | 2015-07-03 |
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