Chow, Wai Ming (SFC:ACT729) 周維明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2015-09-09 | 2024-04-16 | Rep | Dealing in securities | 2015-09-09 | 2024-04-16 | RO | Advising on corporate finance | 2024-04-16 | RO | Dealing in securities | 2024-04-16 |
| 2 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2007-05-22 | 2015-06-08 | Rep | Dealing in securities | 2007-05-22 | 2015-06-08 | Rep | Advising on securities | 2007-06-21 | 2015-06-08 |
| 3 | Merrill Lynch Far East Limited | Rep | Advising on corporate finance | 2007-05-22 | 2015-06-08 | Rep | Dealing in securities | 2007-05-22 | 2015-06-08 | Rep | Advising on securities | 2007-06-21 | 2015-06-08 |
| 4 | RBS Asia Corporate Finance Limited | Rep | Advising on corporate finance | 2006-03-27 | 2007-05-21 | Rep | Dealing in securities | 2006-03-27 | 2007-05-21 |
| 5 | Rothschild & Co Hong Kong Limited | Rep | Advising on corporate finance | 2005-04-27 | 2006-02-28 | Rep | Advising on securities | 2005-04-27 | 2006-02-28 | Rep | Dealing in securities | 2005-04-27 | 2006-02-28 |
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