Chu, Han Yee 朱杏怡
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | LGT INVESTMENT MANAGEMENT (ASIA) LIMITED | Rep | Dealing in securities | 2022-11-07 | |
| 2 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2007-02-07 | 2011-09-19 |
| 3 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2010-09-10 | 2011-09-19 |
| 4 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2007-02-07 | 2010-09-10 |
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