Chung, Benny Koon Chung 鍾冠聰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Arta Corporate Advisory Limited | Rep | Advising on corporate finance | 2023-10-03 | 2023-10-17 | RO | Advising on corporate finance | 2023-10-17 | 2024-01-05 |
| 2 | Arta Global Markets Limited | Rep | Dealing in securities | 2023-10-03 | 2023-10-17 | RO | Dealing in securities | 2023-10-17 | 2024-01-05 |
| 3 | Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2007-08-13 | 2008-11-14 | Rep | Dealing in securities | 2007-08-13 | 2008-11-14 | RO | Advising on corporate finance | 2008-11-14 | 2008-11-21 | RO | Dealing in securities | 2008-11-14 | 2008-11-21 |
| 4 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in securities | 2007-08-13 | 2008-11-14 | RO | Dealing in securities | 2008-11-14 | 2008-11-21 |
| 5 | Jefferies Hong Kong Limited | RO | Advising on corporate finance | 2015-09-16 | 2017-05-23 | RO | Advising on securities | 2015-09-16 | 2017-05-23 | RO | Dealing in securities | 2015-09-16 | 2017-05-23 |
| 6 | Kaiser KT Capital Limited | Rep | Advising on corporate finance | 2009-05-15 | 2009-11-25 |
| 7 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2009-12-16 | 2011-10-14 | Rep | Advising on securities | 2010-01-14 | 2011-10-14 | Rep | Dealing in securities | 2010-01-14 | 2011-10-14 | RO | Advising on corporate finance | 2011-10-14 | 2015-06-15 | RO | Advising on securities | 2011-10-14 | 2015-06-15 | RO | Dealing in securities | 2011-10-14 | 2015-06-15 |
| 8 | Merrill Lynch Far East Limited | Rep | Advising on corporate finance | 2009-12-16 | 2011-10-14 | Rep | Advising on securities | 2010-01-14 | 2011-10-14 | Rep | Dealing in securities | 2010-01-14 | 2011-10-14 | RO | Advising on corporate finance | 2011-10-14 | 2015-06-15 | RO | Advising on securities | 2011-10-14 | 2015-06-15 | RO | Dealing in securities | 2011-10-14 | 2015-06-15 |
| 9 | Quam Capital Limited (b1994-08-04) | Rep | Advising on corporate finance | 2017-06-01 | 2017-08-02 | RO | Advising on corporate finance | 2017-08-02 | 2023-08-04 | RO | Dealing in securities | 2018-09-21 | 2023-08-04 |
| 10 | Rothschild & Co Hong Kong Limited | Rep | Advising on corporate finance | 2005-04-27 | 2005-08-11 | Rep | Advising on securities | 2005-04-27 | 2005-08-11 |
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