Colas, Romain Georges Pierre
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Dealing in futures contracts | 2015-05-07 | 2017-09-07 | Rep | Dealing in securities | 2015-05-07 | 2017-09-07 |
| 2 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2017-10-30 | 2019-07-29 | Rep | Dealing in securities | 2017-10-30 | 2019-07-29 |
| 3 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2012-06-11 | 2015-02-22 | Rep | Advising on securities | 2012-06-11 | 2015-02-22 | Rep | Dealing in futures contracts | 2012-06-11 | 2015-02-22 | Rep | Dealing in securities | 2012-06-11 | 2015-02-22 |
| 4 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2007-02-07 | 2007-10-29 | Rep | Dealing in securities | 2007-11-14 | 2012-03-09 |
| 5 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2007-02-07 | 2007-10-29 | Rep | Dealing in securities | 2007-11-14 | 2012-03-09 | Rep | Dealing in futures contracts | 2010-08-20 | 2012-03-09 |
| 6 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2007-02-07 | 2007-10-29 | Rep | Dealing in futures contracts | 2007-11-14 | 2010-08-20 |
| 7 | Ovata Capital Management Limited | Rep | Asset management | 2021-08-05 | 2023-10-31 |
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