Cox, Jason Ralph
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | 2016-04-21 | 2019-07-08 |
| 2 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on corporate finance | 2004-10-13 | Rep | Advising on securities | 2004-10-13 | Rep | Asset management | 2004-10-13 | Rep | Dealing in securities | 2005-02-07 |
| 3 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on securities | 2005-03-09 | 2014-10-15 | Rep | Dealing in securities | 2005-03-09 | 2014-10-15 | Rep | Advising on corporate finance | 2005-03-09 | 2015-07-17 | RO | Advising on securities | 2014-10-15 | 2015-07-17 | RO | Dealing in securities | 2014-10-15 | 2015-07-17 |
| 4 | Merrill Lynch Far East Limited | Rep | Advising on securities | 2005-03-09 | 2014-10-15 | Rep | Dealing in securities | 2005-03-09 | 2014-10-15 | Rep | Advising on corporate finance | 2005-03-09 | 2015-07-17 | RO | Advising on securities | 2014-10-15 | 2015-07-17 | RO | Dealing in securities | 2014-10-15 | 2015-07-17 |
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