Duanmu, Zhenyu 端木震宇
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2012-09-05 | 2016-08-19 | Rep | Dealing in futures contracts | 2013-06-03 | 2016-08-19 |
| 2 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2012-09-05 | 2013-08-31 | Rep | Dealing in securities | 2012-09-05 | 2013-08-31 |
| 3 | GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2016-11-03 | 2016-11-23 | RO | Dealing in futures contracts | 2016-11-23 | 2021-05-04 |
| 4 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2016-11-03 | 2016-11-23 | Rep | Dealing in securities | 2016-11-03 | 2016-11-23 | RO | Advising on securities | 2016-11-23 | 2021-05-04 | RO | Dealing in securities | 2016-11-23 | 2021-05-04 |
| 5 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2006-09-26 | 2012-06-08 |
| 6 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2006-09-26 | 2012-06-08 | Rep | Dealing in futures contracts | 2010-08-26 | 2012-06-08 |
| 7 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2006-09-26 | 2010-08-26 |
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