Fang, Kai 房凱
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CCB INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2023-02-17 | 2023-07-11 | Rep | Dealing in securities | 2023-02-17 | 2023-07-11 | Rep | Advising on securities | 2023-03-01 | 2023-07-11 | RO | Advising on corporate finance | 2023-07-11 | RO | Advising on securities | 2023-07-11 | RO | Dealing in securities | 2023-07-11 |
| 2 | China Renaissance Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2017-01-17 | 2018-02-15 | Rep | Advising on securities | 2017-01-17 | 2018-02-15 | Rep | Dealing in securities | 2017-01-17 | 2018-02-15 | RO | Advising on corporate finance | 2018-02-15 | 2019-03-25 | RO | Advising on securities | 2018-02-15 | 2019-03-25 | RO | Dealing in securities | 2018-02-15 | 2019-03-25 |
| 3 | CITIC Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2019-07-15 | 2020-12-10 | Rep | Advising on securities | 2019-07-15 | 2020-12-10 |
| 4 | CLSA LIMITED | Rep | Advising on securities | 2019-07-15 | 2020-12-10 | Rep | Dealing in securities | 2019-07-15 | 2020-12-10 |
| 5 | GF Capital (Hong Kong) Limited | Rep | Advising on corporate finance | 2022-09-07 | 2022-11-08 |
| 6 | GF Securities (Hong Kong) Brokerage Limited | Rep | Dealing in securities | 2022-09-07 | 2022-11-08 |
| 7 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2008-09-03 | 2016-10-17 | Rep | Advising on securities | 2008-09-03 | 2016-10-17 | Rep | Dealing in securities | 2008-09-03 | 2016-10-17 |
| 8 | Merrill Lynch Far East Limited | Rep | Advising on corporate finance | 2008-09-03 | 2016-10-17 | Rep | Advising on securities | 2008-09-03 | 2016-10-17 | Rep | Dealing in securities | 2008-09-03 | 2016-10-17 |
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