Fu, Rebecca Wing Yan 傅穎欣
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in futures contracts | 2016-01-18 | 2016-01-21 | Rep | Dealing in securities | 2016-01-18 | 2016-01-21 |
| 2 | Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2003-10-08 | Rep | Advising on securities | 2003-10-08 | Rep | Asset management | 2003-10-08 | Rep | Automated trading services | 2003-10-08 | Rep | Dealing in securities | 2009-02-06 |
| 3 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2003-10-16 | 2009-02-06 | Rep | Dealing in securities | 2003-10-16 | 2009-02-06 |
| 4 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2017-02-09 | Rep | Advising on securities | 2017-02-09 | 2021-03-15 | Rep | Dealing in securities | 2017-02-09 | 2021-03-15 | RO | Advising on securities | 2021-03-15 | RO | Dealing in securities | 2021-03-15 |
| 5 | Knight Capital Asia Limited | Rep | Dealing in securities | 2009-03-27 | 2010-04-19 |
| 6 | Liquidnet Asia Limited | Rep | Automated trading services | 2016-05-03 | 2016-10-25 | Rep | Dealing in securities | 2016-05-03 | 2016-10-25 |
| 7 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2010-05-31 | 2015-09-29 |
| 8 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2010-05-31 | 2015-09-29 | Rep | Dealing in futures contracts | 2010-08-20 | 2015-09-29 |
| 9 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-05-31 | 2010-08-20 |
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