Goh, Joel Kian Liem 吳鍵林
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | MCM Asia Limited | Rep | Advising on securities | 2024-04-23 | |
| 2 | MCM INVESTMENT PARTNERS LIMITED | Rep | Asset management | 2024-04-23 | |
| 3 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2003-11-12 | Rep | Advising on securities | 2003-11-12 | Rep | Asset management | 2003-11-12 | Rep | Automated trading services | 2003-11-12 | Rep | Dealing in securities | 2013-07-13 | Rep | Advising on securities | 2011-12-06 | 2013-07-13 |
| 4 | Merrill Lynch Far East Limited | Rep | Advising on corporate finance | 2003-11-12 | Rep | Advising on securities | 2003-11-12 | Rep | Asset management | 2003-11-12 | Rep | Dealing in securities | 2003-11-12 | Rep | Dealing in futures contracts | 2010-09-10 | 2013-07-13 |
| 5 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2003-12-10 | 2010-09-10 |
| 6 | RBC INVESTMENT SERVICES (ASIA) LIMITED | Rep | Advising on futures contracts | 2014-08-27 | 2015-01-21 | Rep | Advising on securities | 2014-08-27 | 2015-01-21 | Rep | Dealing in futures contracts | 2014-08-27 | 2015-01-21 | Rep | Dealing in securities | 2014-08-27 | 2015-01-21 | Rep | Asset management | 2014-08-27 | 2015-02-13 | RO | Advising on futures contracts | 2015-01-21 | 2021-11-09 | RO | Advising on securities | 2015-01-21 | 2021-11-09 | RO | Dealing in futures contracts | 2015-01-21 | 2021-11-09 | RO | Dealing in securities | 2015-01-21 | 2021-11-09 |
| 7 | SingAlliance (Hong Kong) Limited | Rep | Advising on securities | 2023-06-16 | 2023-10-31 | Rep | Asset management | 2023-06-16 | 2023-10-31 |
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