Goh, Joel Kian Liem 吳鍵林

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Merrill Lynch (Asia Pacific) Limited Rep Advising on corporate finance 2003-11-12
Merrill Lynch Far East Limited Rep 2003-11-12
2 RBC INVESTMENT SERVICES (ASIA) LIMITED Rep Advising on futures contracts 2014-08-27 2015-01-21
RBC INVESTMENT SERVICES (ASIA) LIMITED RO 2015-01-21 2021-11-09
3 Merrill Lynch (Asia Pacific) Limited Rep Advising on securities 2003-11-12
Merrill Lynch Far East Limited Rep 2003-11-12
Merrill Lynch (Asia Pacific) Limited Rep 2011-12-06 2013-07-13
RBC INVESTMENT SERVICES (ASIA) LIMITED Rep 2014-08-27 2015-01-21
RBC INVESTMENT SERVICES (ASIA) LIMITED RO 2015-01-21 2021-11-09
SingAlliance (Hong Kong) Limited Rep 2023-06-16 2023-10-31
MCM Asia Limited Rep 2024-04-23
4 Merrill Lynch (Asia Pacific) Limited Rep Asset management 2003-11-12
Merrill Lynch Far East Limited Rep 2003-11-12
RBC INVESTMENT SERVICES (ASIA) LIMITED Rep 2014-08-27 2015-02-13
SingAlliance (Hong Kong) Limited Rep 2023-06-16 2023-10-31
MCM INVESTMENT PARTNERS LIMITED Rep 2024-04-23
5 Merrill Lynch (Asia Pacific) Limited Rep Automated trading services 2003-11-12
6 MERRILL LYNCH FUTURES (HONG KONG) LIMITED Rep Dealing in futures contracts 2003-12-10 2010-09-10
Merrill Lynch Far East Limited Rep 2010-09-10 2013-07-13
RBC INVESTMENT SERVICES (ASIA) LIMITED Rep 2014-08-27 2015-01-21
RBC INVESTMENT SERVICES (ASIA) LIMITED RO 2015-01-21 2021-11-09
7 Merrill Lynch (Asia Pacific) Limited Rep Dealing in securities 2013-07-13
Merrill Lynch Far East Limited Rep 2003-11-12
RBC INVESTMENT SERVICES (ASIA) LIMITED Rep 2014-08-27 2015-01-21
RBC INVESTMENT SERVICES (ASIA) LIMITED RO 2015-01-21 2021-11-09

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