Jain, Pankaj (SFC:AWN126)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Dealing in futures contracts | 2016-07-07 | 2019-11-22 | Rep | Dealing in securities | 2016-07-07 | 2019-11-22 |
| 2 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2011-01-04 | 2014-09-17 |
| 3 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2011-01-04 | 2014-09-17 | Rep | Dealing in securities | 2011-01-04 | 2014-09-17 |
| 4 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2014-12-10 | 2016-04-23 | Rep | Dealing in securities | 2014-12-10 | 2016-04-23 |
| 5 | SG SECURITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2020-04-17 | Rep | Dealing in securities | 2020-04-17 |
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