Jones, Edward Harry James
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Macquarie Asia Securities Limited | Rep | Dealing in securities | 2020-10-19 | 2024-01-31 |
| 2 | MACQUARIE CAPITAL LIMITED | Rep | Automated trading services | 2017-09-06 | 2018-08-31 | Rep | Dealing in securities | 2017-09-06 | 2018-08-31 |
| 3 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2010-09-02 | 2015-01-19 |
| 4 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2010-09-02 | 2015-01-19 | Rep | Dealing in securities | 2010-09-02 | 2015-01-19 |
| 5 | MIRABAUD (ASIA) LIMITED | Rep | Advising on securities | 2017-01-11 | 2017-07-28 | Rep | Dealing in securities | 2017-01-11 | 2017-07-28 |
| 6 | SG SECURITIES (HK) LIMITED | Rep | Automated trading services | 2015-06-26 | 2016-08-10 | Rep | Dealing in futures contracts | 2015-06-26 | 2016-08-10 | Rep | Dealing in securities | 2015-06-26 | 2016-08-10 |
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