Joseph, Mani Parekattu
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BGC SECURITIES (HONG KONG) LLC | Rep | Dealing in securities | 2024-07-05 | |
| 2 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2016-09-27 | 2021-05-15 |
| 3 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in futures contracts | 2016-10-11 | 2021-05-15 |
| 4 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2016-09-27 | 2016-10-10 |
| 5 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2008-10-02 | 2016-06-16 |
| 6 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2010-08-20 | 2016-06-16 |
| 7 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-10-02 | 2010-08-20 |
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