Kao, Su-Jung 高淑蓉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI SECURITIES LIMITED | Rep | Advising on securities | 2013-06-14 | 2016-05-09 | Rep | Dealing in securities | 2013-06-14 | 2016-05-09 | Rep | Dealing in futures contracts | 2013-08-22 | 2016-05-09 |
| 2 | FIRST SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2016-08-01 | |
| 3 | Merrill Lynch (Asia Pacific) Limited | Rep | Asset management | 2005-01-25 | Rep | Advising on corporate finance | 2005-03-23 | Rep | Advising on securities | 2005-03-23 | Rep | Automated trading services | 2005-03-23 | Rep | Dealing in securities | 2013-03-02 | Rep | Advising on securities | 2011-10-31 | 2013-03-02 |
| 4 | Merrill Lynch Far East Limited | Rep | Asset management | 2005-01-25 | Rep | Advising on corporate finance | 2005-03-23 | Rep | Advising on securities | 2005-03-23 | Rep | Dealing in securities | 2005-03-23 | Rep | Dealing in futures contracts | 2010-09-08 | 2013-03-02 |
| 5 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2005-01-25 | Rep | Asset management | 2005-01-25 | Rep | Automated trading services | 2005-01-25 | Rep | Dealing in futures contracts | 2010-09-08 |
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