Kao, Su-Jung 高淑蓉

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 BOCI SECURITIES LIMITED Rep Advising on securities 2013-06-14 2016-05-09
Rep Dealing in securities 2013-06-14 2016-05-09
Rep Dealing in futures contracts 2013-08-22 2016-05-09
2 FIRST SECURITIES (HK) LIMITED Rep Dealing in securities 2016-08-01
3 Merrill Lynch (Asia Pacific) Limited Rep Asset management 2005-01-25
Rep Advising on corporate finance 2005-03-23
Rep Advising on securities 2005-03-23
Rep Automated trading services 2005-03-23
Rep Dealing in securities 2013-03-02
Rep Advising on securities 2011-10-31 2013-03-02
4 Merrill Lynch Far East Limited Rep Asset management 2005-01-25
Rep Advising on corporate finance 2005-03-23
Rep Advising on securities 2005-03-23
Rep Dealing in securities 2005-03-23
Rep Dealing in futures contracts 2010-09-08 2013-03-02
5 MERRILL LYNCH FUTURES (HONG KONG) LIMITED Rep Advising on futures contracts 2005-01-25
Rep Asset management 2005-01-25
Rep Automated trading services 2005-01-25
Rep Dealing in futures contracts 2010-09-08

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